New York, NY - Nov 17
... Title: Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer Job Level: Associate Location: USA - NY - ... Responsibilities: Work with the Business Unit and the Compliance Advisory teams to establish and enhance the Supervisory and Compliance Oversight process, including supervisory manuals and related systems. ... and communicate priorities among the Business Unit, IT, Operations, Compliance Advisory and Internal Audit. Work with IT ...