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New York, NY  -  Nov 17

Equity and Prime Brokerage - Regulatory Oversight/Surveillance O


Morgan Stanley

... Title: Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer Job Level: Associate Location: USA - NY - ... Responsibilities: Work with the Business Unit and the Compliance Advisory teams to establish and enhance the Supervisory and Compliance Oversight process, including supervisory manuals and related systems. ... and communicate priorities among the Business Unit, IT, Operations, Compliance Advisory and Internal Audit. Work with IT ...
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New York, NY  -  Nov 17

AVP Global Compliance


Cascades Tissue Group-TN, Inc.

... life insurance—to individuals in select countries. Our reinsurance operations include both property and casualty and life companies. ... follow: This position reports directly to the Global Compliance and Business Ethics Officer. This individual will have responsibility for executing strategic compliance projects as requested by the Global Compliance and Business Ethics Officer. This individual will also ...
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New York, NY  -  Nov 10
Salary: $120,000 - $180,000 /Year

Controller


Copy of CUSTOM STAFFING ACCOUNTING SOLUTIONS

... Manage the day to day financial and accounting operations including financial reporting, financial planning and analysis, federal ... of the statutory financial statements as well as compliance with regulatory requirements. Proactively identify financial issues and ... liquidity plan in collaboration with the Chief Risk Officer. Prepare detailed analysis and what if scenarios that ...
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New York, NY  -  Nov 6

Associate Counsel


Depository Trust & Clearing Corporation

... Secretary's Office, the Office of Corporate and Regulatory Compliance (OCRC) and Labor Relations Department Position Summary: Provide ... structuring arrangements to protect legal interests and maintain operations within scope established by laws and policies established ... areas and projects. Coordinate with OCRC and Chief Compliance Officer as necessary and appropriate regarding Legal / ...
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New York, NY  -  Nov 6

Counsel


Cascades Tissue Group-TN, Inc.

... life insurance—to individuals in select countries. Our reinsurance operations include both property and casualty and life companies. ... follow: This position reports directly to the Global Compliance and Business Ethics Officer. This individual will have responsibility for executing strategic compliance projects as requested by the Global Compliance and Business Ethics Officer. This individual will also ...
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New York, NY  -  Nov 6

AVP Compliance - Technology


Moody's Corporation

... available at www.moodys.com. Responsibilities The Role The AVP Compliance Officer will work for an entity operating in an evolving global regulatory environment assisting the compliance officers in developing, implementing and administering the company's internal compliance function. The ideal candidate: should be a self-starter ... overall goals of the department. Key Responsibilities: -Support compliance officers on various projects and initiatives. -Manage and ...
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New York, NY  -  Oct 23

Equity and Prime Brokerage - Regulatory Oversight/Surveillance O


Morgan Stanley

... Title: Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer Job Level: Associate Location: USA - NY - ... Responsibilities: Work with the Business Unit and the Compliance Advisory teams to establish and enhance the Supervisory and Compliance Oversight process, including supervisory manuals and related systems. ... and communicate priorities among the Business Unit, IT, Operations, Compliance Advisory and Internal Audit. Work with IT ...
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New York, NY  -  Oct 23

Fixed Income Regulatory Oversight/Surveillance Officer


Morgan Stanley

... Social Responsibility Global Offices Fixed Income Regulatory Oversight/Surveillance Officer Status Full-Time Location US-NY-New York Loading Map... City ... Category: Legal/Compliance Position Title: Fixed Income Regulatory Oversight/Surveillance Officer Job Level: Director Location: USA - NY - ... Responsibilities: Work with the Business Unit and the Compliance Advisory teams to establish and enhance the Supervisory ...
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New York, NY  -  Oct 23
Salary: Up to $110,000 per year

Residential Loan Review Manager


Cascades Tissue Group-TN, Inc.

... their expanding department . Function: Manage the day-to-day operations of the Residential Loan Review Analysis Department performing ... functions related to the customer collateral assessment, the compliance testing and market analysis on-site review methodologies and ... deficiencies while collaborating on same with Secondary Marketing Officer. Recommend Collateral Maintenance Levels and Market Value Adjustments ...
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New York, NY  -  Oct 16

MSSB - Technology - Chief Risk Officer


Morgan Stanley - Global Wealth Management

... Global Offices MSSB - Technology - Chief Risk Officer Status Full-Time Location US-NY-New York Loading Map... City ... Position Title: MSSB - Technology - Chief Risk Officer Job Level: Executive Director Location: USA - NY ... maintaining IT’s adherence to the firm’s risk and compliance requirements. This person will coordinate and interact with ...
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